All assets are held at major third-party audited and insured custodians. We have no access to client funds beyond trading capabilities.
Here are links to Bluemound’s custodians with required disclaimers:
Interactive Brokers LLC is a registered Broker-Dealer, Futures Commission Merchant and Forex Dealer Member, regulated by the U.S. Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC) and the National Futures Association (NFA), and is a member of the Financial Industry Regulatory Authority (FINRA) and several other self-regulatory organizations. Interactive Brokers does not endorse or recommend any introducing brokers or third-party financial advisors, including Bluemound Asset Management, LLC. Interactive Brokers provides execution and clearing services to customers of Bluemound Asset Management, LLC. None of the information contained herein constitutes a recommendation, offer, or solicitation of an offer by Interactive Brokers to buy, sell or hold any security, financial product or instrument or to engage in any specific investment strategy. Interactive Brokers makes no representation, and assumes no liability to the accuracy or completeness of the information provided on this website. For more information regarding Interactive Brokers, please visit www.interactivebrokers.com.
TD Ameritrade Institutional, Division of TD Ameritrade, Inc., member FINRA/SIPC & TD Ameritrade Clearing, Inc., member FINRA/SIPC. TD Ameritrade Trust Company is a non-depository trust company, acts as a custodian and/or directed trustee and is not a member of FINRA or SIPC. Brokerage services provided exclusively by TD Ameritrade, Inc. TD Ameritrade, Inc., TD Ameritrade Clearing, Inc., and TD AmeritradeTrust Company are subsidiaries of TD Ameritrade Holding Corporation. This is not an offer or solicitation for brokerage services, investment advisory services, or other products or services in any jurisdiction where we are not authorized to do business or where such offer or solicitation would be contrary to the securities laws or other local laws and regulations of that jurisdiction, including, but not limited to persons residing in Australia, Austria, Canada, France, Germany, Hong Kong, Italy, Japan, the Netherlands, Saudi Arabia, Singapore, or the United Kingdom. TD Ameritrade is a trademark jointly owned by TD AmeritradeIP Company, Inc., and The Toronto-Dominion Bank. ©2015 TD Ameritrade IP Company, Inc. All rights reserved. Used with permission.
Variable Annuities are issued by Jefferson National Life Insurance Company, (Dallas, TX), or Jefferson National Life Insurance Company of New York (New York, NY) and distributed by Jefferson National Securities Corporation, FINRA member. Policy series JNL-2300–1, JNL-2300–2, JNL-2300–3, JNL-2300–1-NY. Mentions of ‘Monument Advisor’ refer also to Monument Advisor of New York. *Monument Advisor has a $20 monthly flat insurance fee. Additional low-cost fund platform fees ranging from .10% — .35% will be assessed for investors wishing to purchase shares of low-cost funds. See the prospectus for details. Certain low-cost funds may only be available to you if you retain certain investment advisors.